{ "paper_id": "J78-3017", "header": { "generated_with": "S2ORC 1.0.0", "date_generated": "2023-01-19T03:04:12.890136Z" }, "title": "BOUND VARIABLES AND OTHER ANAPHORS", "authors": [ { "first": "Barbara", "middle": [ "H" ], "last": "Partee", "suffix": "", "affiliation": {}, "email": "" }, { "first": "Ilniv", "middle": [], "last": "O F Mass", "suffix": "", "affiliation": {}, "email": "" } ], "year": "", "venue": null, "identifiers": {}, "abstract": "", "pdf_parse": { "paper_id": "J78-3017", "_pdf_hash": "", "abstract": [], "body_text": [ { "text": "When a noun phrase o r a pronoun occurs i n a sentence, i t i s frequently appropriate t o ask what e n t f t y i t refers to, but i t i s well known t h a t not a l l uses o f noun phrases and pronouns are referential i n t h i s simple sense. I n computatlon-a1 approaches t o language processing, I believe the main t h r u s t Jn t h i s area has been toward understanding those referential uses o f NP1s and pronouns which require the use o f both linguist i c and nbn-1 i n g u i s t i c inferences t o determine the most plausible referent f o r the expression. M y emphasis i n t h i s paper w i 11 be somewhat d i fferent. I be1 ieve that recent work by linguisds, logictans, and philosophers i s leading t o convergence on the view t h a t there are two fundamen: t a l l y df s t i n c t uses o f pronouns which have t o be treated quite separately: ( i ) a use t h a t corresponds t o the 1 ogician's use o f bwnd variables, and ( i t ) a use which I w i 11 c a l l , f o r want o f a better name, a pragmatic use. I t can be argued that bound variable pronouns are r e s t r i c t e d t o occurrences i n syntactic construction wS t h the1 r antecedents, and are fu1 l y interpreted a t the level lef semantics , whi le pragmatic pronouns need n o t have 1 ingui s t i c antecedents a t \"a1 1, and require pragmatics as well as semantics f o r t h e i r interpretation.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "", "sec_num": null }, { "text": "The clearest cases o f bound variable anaphora invol ve antecedents 1i ke ever man and no man which are singular i n form -%but o not r e f e r t o individuals, as i n (1) and (2).", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "The basic distjnction.", "sec_num": "1." }, { "text": "( I ) Ever man put a screen i n f r o n t o f him.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "The basic distjnction.", "sec_num": "1." }, { "text": "(2) & w i l l admit t h a the i s s l e e z When the he o f (2) i s understood as anaphorically re1 ated t a h e noun phrase no child, the he clearly does not r e f e r t o a particular inafvidual Rather, the sentence can be understood as the r e s u l t of binding an upen sentence, ( 3 ) , with a q u a n t i f i e r phrase, no child.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "The basic distjnction.", "sec_num": "1." }, { "text": "(3) Heo w i l l admit t h a t heo i s sleepy.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "The basic distjnction.", "sec_num": "1." }, { "text": "(It i s imnaterial f o r the purposes o f t h i s paper whether we view the process i n question as a enerative one, as i n Montague (1973) o r Lakoff 9 1971) or as an interpretive one, as I n Jackendoff (1972) o r the I-gramnar Montague variant o f Cooper and Parsons (1976) . The use o f subscripted pronouns rather than 5's and x ' s follows Nontague's practice, but that d i s t i n c t i o n I s also immaterial here.)", "cite_spans": [ { "start": 250, "end": 275, "text": "Cooper and Parsons (1976)", "ref_id": null } ], "ref_spans": [], "eq_spans": [], "section": "The basic distjnction.", "sec_num": "1." }, { "text": "The semantics o f variable binding i s w e l l studied i n logic; a p a r t i c u l a r l y clear and b r i e f account' can be found i n Quine (1970) . The c r u c i a l p o i n t here i s t h a t the semanti cs i n v b l ves consideration o f a whole range o f possible values f o r the v a r iables, not the determination o f any single value o r referent. Equally crucial i s t h a t the i n t e rpretation o f (2) involves an open sentence w i t h two occurrences o f t h e free variable he i n the position o f the antecedent noud~ri!:, the other corresponding t o the surf ace pronoun .", "cite_spans": [ { "start": 144, "end": 150, "text": "(1970)", "ref_id": null } ], "ref_spans": [], "eq_spans": [], "section": "The basic distjnction.", "sec_num": "1." }, { "text": "Using these clear cases, we can discover strong syntactic constraints on the occurrence o f bound variable pronouns. With few exceptions, i t appears t h a t bound varfables must be i n construction wS t h theibr anteceaents ( t h e observation i s made bv Evans (1977); the riotion \"in construction with\" comes from Klima (1964) : a constituent A i s i n construction w i t h a tonstituent B i f and only i f A i s dominated by the f i r s t branching node ,which dominates B. The term c-command i s a more recent a1 ternative name f o r the same notion .) Thus the following do n o t p e m i t a bound variable reading:", "cite_spans": [ { "start": 317, "end": 329, "text": "Klima (1964)", "ref_id": null } ], "ref_spans": [], "eq_spans": [], "section": "The basic distjnction.", "sec_num": "1." }, { "text": "(4) (a) Every man walked out. He slammed the door.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "The basic distjnction.", "sec_num": "1." }, { "text": "(b) John loves every womanTand he hopes t o date her soon.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "The basic distjnction.", "sec_num": "1." }, { "text": "(c) I f no student cheats on the exam, w i l l pass the course.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "The basic distjnction.", "sec_num": "1." }, { "text": "By contrast, the bound variable reading i s permitted i n cases l i k e (1 ) and (2) above, i n which the pronoun i s i n construction w i t h i t s antecedent.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "The basic distjnction.", "sec_num": "1." }, { "text": "The clearest cases o f what I am ca1 l i n g pragmatic uses of pronouns are cases where a pronoun i s used w i t h no l i n g u i s t i c antecedent a t all; as i n ( 5 ) , o r where the antecedent occurs i n an e a r l i e r sentence of a discourse, as i n (6). I believe t h a t there are no absolute rules governi n g the choice o f referent f o r pragmatic uses o f pronouns, but t h a t there are d i scoverab1.e s t r a t e g i es and p r i n c i p l e $ governing the re1 a t i v e li ke1 i hood o r o r preference among choices. The other p a r t i c ipants i n t h i s panel k n w much more than I do about gz what those p r i n c i p l e s and strategies are ; I hope they would agree t h a t the output of such p r i n c iples i s a probable or expected feferent rather than an absolute referent f o r the pronoun. For example , i n most contexts, the probable referent o f the he i n (6) I s E l l i o t ; but one can e a s i l j enough Z a g i n e a context where speaker and hearer are most interested i n f i g u r i n g out where Max i s , and being unable t o reach E l l i o t i s a good clue t o Max's being i n Boston: then hemay be intended and understood as r e f e r r i n g t o Max. What matters most seems t o be the sallence and relevance o f a p a r t i c u l a r individual, and I see no reason t o draw any theoretical 1 ine between cases where t h a t salience comes from the l i n g u i s t i c context as opposed t o the' non-1 ingui s t i c context. yhere I do want t o draw a sharp l i n e i s between the bound variable use and the pragmatic use of pronouns. The bound variable use i s best described a t the level o f syntactic form and semant i c i n t e r p r e t a t i o n o f single sentences, and the* relevant question i s not what the pronoun refers t o , but what q u a n t i f i e r phrase i s binding it. The pragmatic use i s best described a t the pragmatic level, where the f u l l context o f the sentence i n use i s considtired; on the syntactic level, these pronouns are r e a l l y no d i f f e r e n t from prol per names, and a t the semantic level , they can be viewed as f r e e variables o r as dummy names.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "The basic distjnction.", "sec_num": "1." }, { "text": "I have begun w i t h the clearest examples o f the distinction; i f a11 use3 o f pronouns f e l l unamb i guously i n t o these two categories, I could stop here. A l I the r e s t would be a matter o f improving the description o f the syntactic cons t r a i n t s on bound variable anaphora and unravell i n g the processing mechanisms t h a t we use t o determine the referents of the pragmatic uses of pronouns. But the clear cases do not provide a set o f necessary and s u f f i c i e n t conditions f o r t e l l i n g the two kinds o f pronouns apart, A l l we can conclude so f a r by way o f conditions i s the following:", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "(i ) A pronoun can function as a bound v a n abl e only i f i t i s i n t h e same sentence w i t s antecedent.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "-g ( i i ) Any pronoun can be used pragmatically.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "I f these are the o n l y conditions, we would expect many occurrences o f pronouns t o be ambiguous as t o which use they have, and indeed many are. The pronouns i n (1) and (2) are ambiguous i n t h i s way qnd the sentences have sharply d i f f e r e n t i n t e rpretat-ipns i n the two cases. But now consider a sektence l i k e (7):", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "(7) The prosecutor believed t h a t he would win the case.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "This ebample can be analyzed e i t h e r way; i f the pronoun1 i s analyzed as a bound variable, the sentencd i s interpreted as i n (7a) , and i f the pronoun i s treated pragmatically , we can repre-", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "sent i t ag i n (7b).", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "(7a) {The prosecutor: he ) believed that heo would win the cask3 ( 7 b ) The prosecutor believed that he5 would wfn the case.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "On the pragmati c pronoun readtng , the free varl abl e he will be irrterpreted as some salient individual & e n 1 ned by th$ context ; and one 1 i kel y chol ce will,,be the prosecutor. T h i s looks a t f i r s t as i f we are predicting an ambiguity where there i s none.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "And this Ps not just an isolated example, since the same situation wil7 arise whenever we have an antecedent noun phrase that picks out a particular indjvldual. B u t i t turns out that there i s striking evidence that this i s a real structural ambiguity, and not just an a r t i f a c t of the analysis. I belleve that Keenan (1971) was the first t o point this out; Sag (1976) and Wi114ami (1977) discuss such cases extensively. The evldence comes from verb phrasg deleti on. and involves examples 1 i ke the following:", "cite_spans": [ { "start": 369, "end": 379, "text": "Sag (1976)", "ref_id": null }, { "start": 384, "end": 399, "text": "Wi114ami (1977)", "ref_id": null } ], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "(8) The prosecutor believed that he would win the case, and so did the defense attorney.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "The missing verb phrase can be understood i n just two ways, corresponding t o the two structures we have posi ted for the f i r s t clause On each reading, sentence (8) predicates the same property of the defense attorney as i t predicates of the prosecutor: either the property of being an x such that x believed that x would win the case Tthe bound variable readina, or the property of being an x such t h a t x believes t h a t $ (the prosecutor) would in the case (the pragmatic pronoun reading) .g Thus the examples of so-called \"sloppy identity\" (Ross 1967) of pronouns are really examples of s t r i c t semantic identity of predicates. Thi s important general S zati on can be captured only by recognizing that apparently unambiguous sentences like (7) are i n fact structurally ambiguous.", "cite_spans": [ { "start": 166, "end": 169, "text": "(8)", "ref_id": null } ], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "Cases w i t h proper names as antecedents t o pronouns work just like (7) and (8), the unified treatment of a1 1 noun phrases, i ncl udi ng proper names, as quantifier phrases proposed by Mon tague (1 973)", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "i s an inportant aid in permitting the treatment of pronouns advocated here.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "Another major source af pronoun ambiguity i s t h e systematic ambiguity of most plural noun phrases as betvleen a \"group\" reading and an \"individual\" readihg , aS i n (9).", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "(9) Three men lifted the piano.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "Wheh the plural pronoun they I S used as -ragmat i c pr~noun , i t always refers to a group; b u t when kt 1's used as a bound variable, i t may be e l ther a variable over individuals o r a variable over groups, Thus we get two bound vari able readings plus a pragmatic pronoun reading f o r (10).", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "(10) The Democrats voted for their, wives. Each of these sentences is ambiguous between a bound variable use and a pragmatic use of the pronoun; and sentence (13a) permits either the individual -level bound vari able reading (each of the two believed she could escape) o r the grouplevel reading (both believed that both could escape). However, (l3b) on the bound variable reading must be a group-level pronoun, because the antecedent is i n a partitive constructton, which requires a groupdenoting noun phrase. A f u l l e r discussion o f plural noun phrases and bound variable prdnouns can be found i n Bennett (7974), although Bennett does not specifically discuss the pragmatic uses of pronouns. No new principles of pronoun interpretation are needed f o r these cases beyond the important observation that they can function semanti cally as an individual-level pronoun, that is, just l i k e a singular pronoun. The complexities of these examples result simply f ron the joint interact1 on of several indtvi dual l y simple phenomena: bound vari able vs. pragmatic uses of pronouns, individual vs. group readings of plurals, and the possd b i l i t y of either a whole noun phrase o r a subpart o f i t serving as antecedent f o r a pronoun.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "The examples distussed so f a r are sumnarized and extended i n Table I below. The column headed \"Pragmati c Pronoun\" should be understood as f 01 1 ows : the given pronoun can be interpreted as referring. to an individual or group determinable on the basis o f the interfiretation of the given \"antecedentM as the relevant 1 ingui st1 c context. Thus, for example, while every man does not refer t o the group of all man, i t can promote that group into salience,_ as can no man and no men.", "cite_spans": [], "ref_spans": [ { "start": 64, "end": 71, "text": "Table I", "ref_id": "TABREF1" } ], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "(14) No students came t o the party. They thought they weren ' t i nvi ted.6J when John in*=) tion. However, beither 1 nor anyone else t h a t (b) John spoke t o Mary when he walked in. I know of ever succeeded i n s t a t i n q a version o f But such a view requi res that semantic interpreta-the r u l e which covered a1 1 o f these cases without t i o n operate on surface structure, since the appli-generating c l e a r l y unacceptable resul t s as we1 1. cation o f the r u l e changes the meanly whenever Recent arguments by Terry Parsons ( ersonal comnunthe repeated noun phrase i s anything other than a ication) , Robin Cooper (forthcoming , Gareth Evans Given t h a t pragmatic pronouns must be generated d i r e c t l y anyway because o f cases where there i s no 1 ingui s t i G antecedent, there i s then no work l e f t f o r such a transformation t o do; i t s i m p l i f i e s neither the syntax nor the semantics. Hence i t has been abandoned by l i n g u i s t s o f j u s t about every theoreti cal persuasion. On the defensible assumption t h a t a .donkey should be analyxed here as an existenttal q u a n t i f i e r phrase having narrower scope than the eyeryi e:hi s i t cannot be analyzed as a bound variab e -Partee 1975a)-But i t also does not r e f e r t o any s p e c i f i c donkey, and so does n o t appear t o be functioning as a pragmatic pronoun. Geach suggests t h a t a sentence l i k e (17) be analyzed i n terns o f (18) :", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "Ju4a", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "(18) Every man who owns a donkey beats the donkey he owns.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "reference of a noun phrase 1 i ke the clock t n (20).", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "(20) Did you wind the clock?", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "That the missing ingredient i s pragmatic has long been recognized ; Cooper (forthcoming ) proposes a mechanism t h a t brings i n ppagmatics i n a simple (22) the x such t h a t team (x) and R (Jdhn, x).", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "What i s comnon t o these analyses of pragmatic pronouns, definite descriptions, and genitive constructions i s the use o f semantic free variables that are pragmatically assigned parti cul ar va3 ues .", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "Introducing the free variables a1 lows a complete specifikation of the form of the interpretation to be given f o r each sentence a t the semantic level, while providing an appropriate division of 1 abor be tween seman ti cs and pragmati c s . 3~ the determination of the content.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "Cooper's proposal for the dmkey and paycheck sentences i s that pronouns can be analyzed not only as-free variables, b u t a1 twnatively as expressions composed of more than one free variable, u t i lizing f r e e property or relation variables much as i h the examples just discussed. The logical fomalism I s cmplex, b u t I will give it f o r completeness and then tby t o paraphrase i t less formally. A singular pronoun (he, -she, or it) may have any translation of the following form:", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "(23) 3 x b y [ C p d (Y)? Y = x l A K (XI],", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "where n i s a proper y-denoting expression containing only 'free variables wd parentheses.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "What t h i s says is t h a t e . 9 It may be interpreted as (the pmperty s e t of ) the unique individual", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "x which has property n . For the paychetk,example, an appropriate n w i 11 be R (u), where R i s a free relation variable and u i s a free individual vari abl e that w i 1 1 be bound by the second ocsurrence of the man. The second clause af (19) will theti say \"the man u such that u gives the x such t h a t R (x,u) to U ' S mistress.,'' The pragmatical ly a propriate R will be \"being the paycheck of\". d e computational complex1 ty of the analys is justified, I believe, by the f a c t that only very s a l i e n t relations permit the klnd of pronoun use evidenced by the paycheck example.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "Cooper' s analysl s of the donkey sentences\"ses the identical device; for details see Cooper (forthcoming )", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "The conclusion of t h i s section i s that there are no pronouns of laziness ; the cases which seemed t o requi r$ them can be handled by an extension of the notion of pragmatic pronouns. The extension i s somewhat complex, b u t (a) i t makes use of the same kind o f property and relation variables t h a t are needed f o r an account OT definite noun pnrases and genitlve constructions, and (b) the examples i t is needed for are intuitively complex and i nf requent i n occurrence.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "S t r u c t u r a l l y ambiqwus pronouns.", "sec_num": "2." }, { "text": "There! are many problems of pronouns and reference ", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "Conclusion.", "sec_num": "4." } ], "back_matter": [ { "text": "1. There are apparent except1 ons t o even t h i s weak a statement, but I believe they are best understood as i nvol v i ng e l 1 i p t i cal sentences. Consider the f 01 low1 ng exampl e (from Davi d Kapl an, personal cormuni cation) :A: Could a woman become chai man o f the PhJ 1os ophy Depaptment? B: Yes, i f she's qualified. The she i n the second sentence i s not a pra matic p r o n x ; but I t h i n k i t i s best treated as 8 ound by an unexpressed antecedent within' the second sentence, which 5 s not as i t stands a complete sentence, rather than as bourid' by an antecedent i n the previous sentence 3. On the pragmatic pronouh reading, the pronoun he can o f course r e f e r t a someone other than the prosecutor; i n t h a t case the missing verb phrase w i l l a l m s be understood as invof ving reference to the same t h i r d person.4. There i s s t i l l an individual/group ambiguity f o r the subject i n t h i s case, but i t does not a f f e c t the interpretation o f the pronoun, so I w~l l ignore it.", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "Footnotes", "sec_num": null }, { "text": ". For s i m p l i c i t y I am ignonng the d i a l e c t t h a t allows the w i t h a singular antecedent; i n that dialect T' 12b) i s as ambiguous as (13).", "cite_spans": [], "ref_spans": [], "eq_spans": [], "section": "5", "sec_num": null }, { "text": "Not every occurrence o f a quantifier phrase with no has t h i s effect, as the following example from k n s (1977) shows: (I) *John owns no sheep and Harry vaccinates them, The r o l e o f non-1 ingui s t i c inference i n interpreting pragmatic pronouns can be seerl f r o m the following l i n g u i s t i c a l l y similar examples.( i i ) John owns no sheep because Amherst taxes them. (~i i ) John now owns no sheep because Harry poi soned them.I n ( i i ) , them seems t o be generl e shee rather than any group o f sheepi i n (ill) t a most Taus ", "cite_spans": [], "ref_spans": [ { "start": 549, "end": 553, "text": "Taus", "ref_id": null } ], "eq_spans": [], "section": ".", "sec_num": "6" } ], "bib_entries": {}, "ref_entries": { "FIGREF0": { "type_str": "figure", "num": null, "text": "(On walking i n t o a room) Why i s he [pointing] here? (6) I couldn't reach E l l i o t l a s t night. -He i s probably i n Boston. These are cases where the pronoun i s being used t o r e f e r t o a p a r t i cular individual , and the determi nation o f whi ch i ndi v i dual the i n tecded r e f erent ii requires making use o f the l i n g u i s t i c and nondl ingui s t i c context. I g n~r i ng some compl i cated cases t h a t I w i l l discuss later, we may say t h a t a t the level o f purely l i n g u i s t i c description, such pronouns function 19 ke free variables which are not bound a t a l l a t the semantic level. A sentence containing one expresses a determinate proposition only re1 ati,ve t o a p a r t i c u l a r choice o f value f o r the varisble, much as a sentence cantaining the word = expresses a determinate proposi t i o n only re1 a t i ve t o a p a r t i cul ar time o f evaluation. Such choices depend on the context of use o f the sentence, whlch i s why I c a l l t h i s a pragmatic use o f pronouns.", "uris": null }, "FIGREF1": { "type_str": "figure", "num": null, "text": "12) (a) One of the prisoners believed that she could escape. (b) One of the prisoners believed that they could escape-5 (13) Two of the prisoneh aelieved that they could escape. (a) Two of the prisoners believed that cou1 d escape. I (b) Two of t h e prisoners. be1 ieved t h a t they could escape.", "uris": null }, "FIGREF2": { "type_str": "figure", "num": null, "text": "Are there \"pronouns o'f laziness\"? Both t r a d i t i o n a l gramnar books and early transformational accounts sukh asLees and Klima (1963) suggest a treatment o f pronouns d i f f e r e n t f rom e i t h e r o f the two I have described. This i s the view that a pronoun i s a substitute f o r a linguisti cal l y identical noun phrase; (l5b) would on t h i s vfew be derived f r o m (15a).Thus the i t i s viewed as standing f o r a descript i o n reco=able i n a complex way from the i n t t i a l p a r t o f the sentence. Geach may o r may n~t have called t h i s an example o f a \"pronoun o f laziness\"; the term i s his, but i t has been used by him and others i n a variety o f w v s . What a l l uses o f the term have i n common i s the idea t h a t some pronouns should be analyzed neither as bound v a r i -abl es nor as d i r e c t l y referenti a1 , but f n terms o f some syntactical 1y def4 nab1 e re1 a t i on t o an antecedent noun phrase. Another example f o r which a \"pronoun o f 1 at1 ness\" treatment has plausi b i l i $ y i s (19), f r o m Karttunen (1 969) : (19) The man who gives h i s paycheck t o h i s wife i s wiser than the man who gives i t t o h i s m i stress. This i t t s also not a ~o u n d variable nor d i r e c t l y r e f e r g t i a l ; i t seems t o be a substitute f o r the expression h i s check. I n both Partee (1970) and Partee n*i ued for the existence o f a syntacti c pronoun-of -1 azi ness rule, i ntenddi t o cover both these examples and those cases of what I am now c a l l i n g pragmatic p,ronouns i n which t h e antecedent i s i t s e l f' a d i r e c t l y r e f e r r i nq exoress i on such as a proper noun o r i d e f i n i t e W d e s b i p -( I 5 ) (a) John 'poke to", "uris": null }, "FIGREF3": { "type_str": "figure", "num": null, "text": "proper noun or a d e f i n i t e description. ! (1977) , Emmon Bach (personal comnuni cation), and others have convinced-me t h a t there i s no .way t o (16) (a) ~o h h l o s t a watch and B i l l fourid a watch =3 (b) John l o s t a watcb and B i 11 found it.", "uris": null }, "FIGREF4": { "type_str": "figure", "num": null, "text": "there are some cases t h a t look as though they make the notion of \"prqnoun o f laziness\" coherent without reduclng i t t o one which covers only a small subclass of the pragmatic pronouhs and hence does no useful work.khat then can we say about the paycheck sentences and the donkey sentences? Many l i n e s o f attack are being explored currently; one t h a t I fSnd p a r t i c u l a r l y promising i s proposed by Cooper (forthcoming) , who suggests a rather natural extension o f the notion o f pragmatic pronoun t o handle them. Before d e s c r i b i~g h i s proposal, I need t o fill i n some background. might be better handled v i a a syntactic substi-t u t i o n r u l e than by e i t h e r the bound variable Russell's ana ~y s i s o f singular d e f i n i t e descripo r the pragmatic treatment. One class was i n t r o -tions (Russel 1 1909') requires t h a t there be a duced by Geach (1962), who provides examples unique object s a t i s f y i n g the description i n order l i k e (17): for the expression t o denote anythtng , and hence notoriouslv f a i l s t o account f o r the successful (17) Every man who owns a donkey beats it.", "uris": null }, "FIGREF5": { "type_str": "figure", "num": null, "text": "way t h a t para1 l e l s the account o f pragmatic pronogns given above (which i s also basically Cooper' lie proposes f o r d e f i n i t e descriptions a semantic interpretation 1 i ke Russel 1 ' s but w i t h the addit i o n o f a free property variable P: the clock then denotes (the property set o f ) the unique individual & such t h a t c l o c k ( g and P(x). -A t the semantic level, P is just a free variable; it is l e f t t o the pragmatic interpretation of the sentence i n context to determine an appropriate choice f o r P. Irl a context where there is no satient d i r t i n y i shing property, the singul ar defini te descripion would indeed be inappropriate o r uninterpetabl e. Cooper' s treatment can be seen as a formalizatior of the informal gloss of the7 (by Ka.ti: and others) as \"contextirally d e f i n~t e A s a second background step toward Cooper's proposal , consider the interpretation of genitive phrasq like tbat in (21). (21) John's team lost again.", "uris": null }, "FIGREF6": { "type_str": "figure", "num": null, "text": "t h a t I have not touched on. I have not discussed reflexive pronouns, f i r s t and second person pronouns, pronouns in modal contexts, the procomnon nounone, anaphoric determiners like same, different, o r other, OF any of a host of other topics crucial* t o a fuqler account of %he role of pronouns i n reference. ,In some cases the problem is just lack of space and time, b u t i n other cases there are s t i l l d i f f i c u l t open problems. I hope'-that some of what I have included i s ref atively clnfamili ar anb'potenti a l l y useful for computational 1 anguage processf ng endeavors, and I count on my fellow panelists t o f i l l i n some of the holes I have l e f t .", "uris": null }, "TABREF0": { "content": "
Yet another source of structural ambiguity is the fact t h a t noun phrases may have other noun phrases embedded wf thtn them, and a pronoun may have either the whole noun phrase or a subpart as antecedent. Sentences (12a) and (12b) do not have this parti - |